U.S. Senators seek to grant CFTC control over crypto regulation

Jack J. Kelly Archive

Robinhood’s Crypto Division Fined $30M by New York Financial Regulator

The New York State Department of Financial Services (NYDFS) fined the crypto trading unit of Robinhood (HOOD) $30 million for alleged violations of anti-money laundering and cybersecurity regulations. The Wall Street Journal first reported on the fine on Tuesday. “As its business grew, Robinhood Crypto failed ...Read More

Cost of Compliance Report 2022: Officers face competing priorities & future planning

The COVID-19 pandemic remains problematic for many compliance teams within financial services firms, as lockdowns and other restrictions remain in place in some parts of the world, according to a new report. As an uneven recovery continues, the adoption of technology, digital transformation, and ...Read More