Risk

Risk

Early Alameda Staffers Quit After Battling Sam Bankman-Fried Over Risk, Compliance Concerns

Years before Sam Bankman-Fried’s crypto empire collapsed, a group of employees quit in a power struggle—after becoming concerned about what they say was his cavalier approach to risk, compliance and accounting. The employees worked at his trading firm, Alameda Research, and were some of his earliest ...Read More

The Top 10 Compliance Management Considerations For 2023: Lessons Learned And Recommendations For Compliance Leaders

By Craig Focadi At our Compliance Week webinar “When You Have to be Right: The Top 10 Compliance Management Considerations for 2023 “ on September 29th Elaine Duffus, (esq.) Senior Specialized Consultant, Wolters Kluwer Compliance Solutions and I presented on how financial institutions can ...Read More