Freddie Mac has named Jerry Mauricio as its senior vice president and chief compliance officer, an appointment coming as the mortgage giant looks to become free of government conservatorship after more than 12 years. McLean, Va.-based Freddie Mac, which backs mortgage loans, was effectively ...Read More

Credit Suisse Group AG named Rafael Lopez Lorenzo as chief compliance officer, filling the last gap left by the exit of Lara Warner after the twin hits from Greensill Capital and Archegos Capital Management. Lopez Lorenzo, currently head of group internal audit, will take over Oct. 1 from ...Read More

Goldman Sachs Group has hired back its former chief risk officer from Wells Fargo. Brian King will return to Goldman Sachs as consumer chief risk officer and head of business operations, King confirmed to Compliance Week. “It’s a first line of defense role,” King ...Read More

The $100 million company that owns only a single New Jersey deli was delisted from the OTCQB over-the counter market “for not complying with the rules” and slapped with a warning label for would-be buyers on Wednesday night, the CEO of the company that operates ...Read More

Goldman Sachs Group Inc executives are examining how well the bank navigated several major market events this year that caused extreme volatility, people familiar with the matter told Reuters. The review will include a market-wide fire sale of stocks triggered by Archegos Capital Management’s ...Read More