Massachusetts regulators are seeking to revoke Robinhood’s broker-dealer license to prevent the trading app’s operations in the state. William Galvin, the Secretary of the Commonwealth of Massachusetts, wrote in a Thursday filing Robinhood has “continued a pattern of aggressively inducing and enticing trading among ...Read More

In his highly anticipated Senate hearing this morning, SEC Chair candidate Gary Gensler presented tech savvy and powerful understanding of the regulatory challenges facing the crypto industry.  Gensler’s opening statement stressed “strengthening transparency and accountability in our markets, so people can invest with confidence, and be ...Read More

A recreational marijuana marketplace, cannabis decriminalization and looser penalties for underage possession of the drug and alcohol became law Monday in New Jersey, more than three months after voters overwhelmingly approved a ballot question to legalize adult use of the drug. Acknowledging that the ...Read More

We are excited to share with you the first Compliance LinkedIn Live show! This will be part of an ongoing series discussing fast-moving trends in the compliance, legal, risk, audit, anti-money laundering, financial crimes, privacy, regulatory, anti-trust and related sectors. The focus will also ...Read More