Senator Elizabeth Warren Told The Securities and Exchange Commission To Look Into Possible Corporate Executives Engaged In Insider Trading

By Jack Kelly   Democratic Senator Elizabeth Warren is concerned over how some corporations may game the system to enrich their executives.    Warren sent a letter to the Securities & Exchange Commission asking for the regulatory agency to review the manner in which ...Read More

The Securities and Exchange Commission Is Empowering Their Enforcement Staff To Take Immediate Swift Actions To Combat Emerging Potential Problems

By Jack Kelly Former President Trump isn’t a fan of regulations.* During his campaign for the Presidency in 2016, Trump was clear in promising a clampdown on regulations, saying for every one newly proposed rule two regulations would have to be ripped-up.  He believed ...Read More

The Consumer Financial Protection Bureau Is A Regulator On A Mission To Hold Wall Street And Banks Accountable—And They’re Aggressively Hiring

The Consumer Financial Protection Bureau (CFPB) is a relatively new regulatory agency that was created in the wake of the financial crisis. This was the brainchild of Senator Elizabeth Warren. She felt that the banks, credit card companies, mortgage brokers and other financial institutions ...Read More

Janet Yellen, The New Treasury Secretary, Called For A Meeting Of Top Regulatory Agencies To Discuss Recent Allegations Of Market Manipulations And Pump-and-Dump Schemes

By Jack Kelly The chaos in the stock market, caused by the battle between young, aggressive, novice day traders and experienced, wealthy hedge fund professionals, along with fast-growing trading app Robinhood abruptly denying or limiting the purchase of certain stocks, has lit a fire ...Read More