The chief compliance officer at Credit Suisse’s domestic unit is quitting with immediate effect after just 4 1/2 months in the post, the Zurich-based bank said on Monday. New Credit Suisse Chairman Antonio Horta-Osorio, who took over two months ago, is reconfiguring the lender’s strategy ...Read More

When the pandemic hit, we certainly sensed there would be a strong impact on our social lives. But what was not immediately apparent was the extent that Wall Street and its regulated financial services employees would be affected. The work-from-home revolution had arrived, and ...Read More

Kirsty Everett, the compliance chief operating officer at HSBC Holdings PLC, will serve as the U.K. bank’s interim compliance chief as it looks to fill the role permanently, the bank said Monday. The vacancy was created by the appointment of Colin Bell, HSBC’s group chief compliance ...Read More

(Photo By Wikimedia Commons) One of the first things President Donald Trump did when he took office was to sign an executive order requiring that for every new federal regulation implemented, two must be rescinded. “If you have a regulation you want, No. 1, ...Read More