Posts Tagged “Yahoo”

Yahoo and Facebook Settle Patent Cases and Other Top Compliance Stories on July 9, 2012

by Kyle Colona on July 9, 2012

Yahoo and Facebook Settle Patent Cases, NFA Cracks Down on California Capital, CFTC Reopens Comment Period on Margin Requirements for Un-cleared Swaps

CFTC Approves “Offshore” Swap Regulations and Other Top Compliance Matters on July 2, 2012

by Kyle Colona on July 2, 2012

A weekly look at top regulatory stories.

SEC Charges Former Yahoo Executive with Insider Trading and Four Other Stories Compliance Pros Need to Know on May 24, 2012

by Kyle Colona on May 24, 2012

SEC charges Yahoo exec with insider trading, CFTC announces proposed rule making on position limits for swaps and futures and CFPB rules on prepaid debit cards.

FDIC Sues Over Toxic Mortgage Bonds, Obama Pressured on Volcker Rule, Swaps Clearinghouses To Be Systemically Important: CompliancEX News 4/22/2012

by The Compliance Exchange on May 22, 2012

FDIC Sues Bank Of America, JPMorgan, upta ‘Threw Away His Duties’, After JPMorgan Loss, JPMorgan Trades, Computer Trading, New York Investigates Insurer Payments, Swaps Clearinghouses, Yahoo Executive, Fund Manager Plead Guilty

Ex-Yahoo Bigwig Admits Insider Trading

by The Compliance Exchange on May 22, 2012

The US stock market regulator has charged an ex-Yahoo! exec and a pal with insider trading after the pair discussed a search engine partnership between Yahoo! and Microsoft.

Swiss Bank Denies U.S. Probe, SEC Probes REIT, Loss Stains Dimon: CompliancEX News 5/14/2012

by The Compliance Exchange on May 14, 2012

Thompson Told Yahoo Board He Has Cancer, Italy Market Regulator Head, Hedge Funds Are Shadow Banks in Need of Regulation, Best Buy Probe, Francesca’s Fires CFO, Loss Stains JPMorgan’s Chief, Credit Suisse Says Americas Boss to Step Down, Top Management Posts -Report

Yahoo Tries to Address Error on Chief’s Degree

by The Compliance Exchange on May 10, 2012

Yahoo sought to contain the turmoil surrounding its chief executive’s embellished academic record on Tuesday, as the director who led the search for the executive said that she would not stand for re-election to the board



Web Design by Dashing Web Design