Posts Tagged “Votes”
U.S. SEC votes to lift ban on advertising private offerings
by The Compliance Exchange on August 30, 2012
The U.S. Securities and Exchange Commission on Wednesday voted to lift a decades-old ban on general advertising of private stock offerings to investors.
SEC Member’s Vote Doesn’t Match Image
by The Compliance Exchange on August 27, 2012
last week, Aguilar derailed one of the most significant current efforts to tighten regulations on the financial industry.
Georgeson Involved In Leaking Shareholder Votes For Money
by The Compliance Exchange on April 17, 2012
Georgeson Inc., a leading proxy-solicitation firm, has gotten ensnared in a scandal involving the leaking of confidential shareholder votes for money, The Post has learned.
