Posts Tagged “SIFMA”
SIFMA Pitches Blueprint for Volcker Rule Overhaul
by The Compliance Exchange on September 11, 2012
The Securities Industry and Financial Markets Association has responded to a call by House Financial Services Committee Chairman Spencer Bachus (R-AL) for alternatives to the Volcker Rule
Regulators Designate Swaps Clearinghouses Systemic, New Rules for Prepaid Debit Cards, SIFMA Looks at Segregation of Market Maker Desks: CompliancEX News 5/23/2012
by The Compliance Exchange on May 23, 2012
A look at today’s top Compliance & Regulatory stories on the web.
Compliance Exchange News of the Day 4/25/12
by The Compliance Exchange on April 25, 2012
Judge Denies AIG Motion in BofA Settlement, SEC Probes Into Movie Studios China Dealings, REIT’s Spring an Unnerving Surprise, FINRA Increases Brokerage Fees
