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Former Wall Street executive charged with giving stock tips to fishing buddy

SEC

Beware, the Guest Next to you at the Fancy Wall Street Party or Conference May Be from the Securities and Exchange Commission

By Jack J. Kelly According to Bloomberg News, fancy, upscale, exclusive Wall Street parties, conferences, and retreats are being infiltrated. Is it angry mobs from the Occupy Wall Street movement? Nope, the interlopers are people that you would never expect to attend such high-end ...Read More

U.S. securities regulator takes aim at exchange-traded funds

The top U.S. securities regulator is taking aim at exchange-traded funds, with the agency’s chair on Friday saying that recent events have called for giving the popular funds “enhanced attention.” The statements by Mary Jo White, chair of the Securities and Exchange Commission, were ...Read More
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