Posts Tagged “Sarbanes-Oxley”
Hot Off the Press: The Latest from FINRA and the PCAOB
by Mandy Roth on May 7, 2012
Mandy Roth reports from the Enforcement 2012 conference on the latest regulatory strategies from the Financial Industry Regulation Authority and the Public Company Accounting Oversight Board.
Compliance Pros are Gatekeepers, Not Whistleblowers
by Kyle Colona on May 4, 2012
How compliance and audit teams are gatekeepers, not whistle-blowers.
Supreme Court Turns Down Skilling Plea
by Kyle Colona on April 17, 2012
An update to the long case of convicted accounting fraudster and former Enron head honcho Jeffrey Skilling
Top Five Compliance Hurdles in a Brave New Dodd Frank World
by Kyle Colona on March 30, 2012
What are the top five hurdles that compliance officers face in today’s uncertain regulatory climate? They’re not what you would expect.
