Posts Tagged “Hedge Funds”
by The Compliance Exchange on December 12, 2013
David B. Massey, a federal prosecutor who played a significant role in government’s sweeping investigation into insider trading in the hedge fund industry, is joining the white-collar defense firm Richards Kibbe & Orbe. He becomes the latest government lawyer to (…)
by admin on December 2, 2013
The sweeping financial reform law known as Dodd-Frank may have been an important step in the right direction, but it didn’t go nearly far enough, according to a comprehensive report on financial reform being promoted by Massachusetts Senator Elizabeth Warren. (…)
by admin on November 27, 2013
It was easy come, easy go. The New York Post reports that Jesse Tortora, the former tech professional turned U.S. government witness - who was at the centre of what prosecutors call a ‘corrupt circle’ of insider-trading pals - said he lost most of his (…)
by admin on November 4, 2013
Although we may never know why we didn’t get chosen for a job interview, a recent study is shedding some light on recruiters’ decision-making behavior. According to TheLadders research, recruiters spend an average of ”six seconds before they make the initial ‘fit or no fit’ decision” on (…)
by The Compliance Exchange on January 17, 2013
Mary Jo White, the former U.S. attorney in Manhattan, is under consideration to become the next chairman of the Securities and Exchange Commission
by The Compliance Exchange on January 7, 2013
2013 will be another challenging year for hedge funds, with compliance being one of the biggest issues.
by Jack J. Kelly on January 7, 2013
Former Citigroup CEO Vikram Pandit was unceremoniously shown the door based, in part, for his failure to play well with the regulators.
by The Compliance Exchange on January 4, 2013
U.S. financial regulators are pushing to turn hedge funds into informers on the white collar crime beat.
by The Compliance Exchange on December 26, 2012
The recent rash of insider trading cases may be a shock to some on Wall Street, but not to one long-time market player: Bernie Madoff.