Posts Tagged “Galleon Group”
SEC Charges Silicon Valley Executive in Galleon and Other Top Compliance Stories on November 7, 2012
by Kyle Colona on November 7, 2012
Today’s regulatory round-up includes updates on the case of Kris Chellam, the Silicon Valley exec charged with tipping off Raj Rajaratnam,
Another Ex-SAC Tipster Falls in Expert Network Probe
by Kyle Colona on October 1, 2012
Jon Horvath, pleaded guilty on Friday to insider trading.
Anil Kumar, Convicted Insider Trader and Star Witness, Avoids Jail
by Beth Connolly on July 19, 2012
Anil Kumar claimed that he was a generally law-abiding citizen who made one mistake. And Judge Danny Chin agreed with him.
Former Galleon Official Spared from Prison
by Kyle Colona on July 2, 2012
Continued reporting on the expert-network insider trading cases and the light sentence handed out to former Galleon Group trader Adam Smith for cooperating with the investigation.
Silence is Golden for Rajat Gupta, Who Won’t Testify In His Own Defense
by Kyle Colona on June 11, 2012
Mr. Gupta’s defense counsel sent a letter to Judge Rakoff over the weekend informing him that Mr. Gupta will not be testifying on his own behalf.
Blankfein Buzzes the Courtroom for Gupta Case
by admin on June 8, 2012
A look at the curious insider trading case thus far against former Goldman Sachs MD Rajat Gupta. Goldman CEO Lloyd Blankfein has been called by prosecutors to testify this week.
Gupta’s Defense: It Wasn’t Me
by Kyle Colona on May 22, 2012
The case against Rajat Gupta is built on circumstantial evidence.
SEC Takes Heat From Dems, FINRA Reviewing Groupon, Gupta Witness List Released: CompliancEX News 5/18/2012
by The Compliance Exchange on May 18, 2012
CME Uproar, JPMorgan Inquiries, SEC Faces Heat, Groupon Stock, Witnesses In The Rajat Gupta Trial, BNY Mellon, IRS Tax Benefit
Judge Permits Wiretaps in Gupta Trial
by Kyle Colona on May 17, 2012
The federal judge presiding over the “expert-network” insider trading trial said on Wednesday that he intends to allow the use of taped phone conversations that Team Gupta sought to have excluded.
Team Gupta Seeks to Exclude Wiretaps
by Kyle Colona on May 8, 2012
The legal team representing former Goldman Sachs managing director Raja Gupta hopes to have “wiretap evidence” excluded from the trial.
