Posts Tagged “Compliance Officer fired”
by Beth Connolly on May 14, 2012
New York State’s highest court has dismissed a lawsuit by a compliance officer who alleged that he had been fired in retaliation for an objection to suspicious trading activities.
by Beth Connolly on May 9, 2012
A compliance officer fired by a New York hedge fund is not allowed to file a lawsuit against his former employer for wrongful termination, reports FINalternatives.