by Nick Paraskeva on June 12, 2012
HK Inside Information Disclosure Guidelines
On Jun. 8, HK SFC published final guidelines on disclosure of inside information, from Jan. 1, 2013.
•Includes additional guidance for the comments received during the bill’s legislative process.
•Guidance to listed corporations and officers as to their obligations and assist them to comply.
•Listed corporations required to disclose price sensitive information (PSI), in timely manner.
Based in New York City, Reg-Room, LLC, provides regulatory information services, monitoring and consultancy to the financial services industry in the US and internationally. Nick Paraskeva is the principal and founder of Reg-Room. Nick has twenty five years experience in Compliance and Regulation, including eleven years at Citigroup, where he was senior Vice president of Global Regulatory Risk in New York. Nick can be reached at Nick.Paraskeva@reg-room.com.
Want a daily digest of articles like this one, plus the latest compliance jobs at top-tier organizations? Join 40,000 other compliance, risk governance, and regulatory professionals and subscribe to our free afternoon newsletter.