Leading Global Finance Firm In NYC is on the Hunt for Seasoned Consumer Compliance Officer

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Job Title: Consumer Compliance Officer

Location: New York, NY

A leading global finance firm is seeking a seasoned Consumer Protection Compliance Officer.  This position will cover key areas of consumer protection and regulatory focus, such as fair lending and UDAAP.  The candidate will be responsible for reviewing and approving all marketing & advertising materials for the firm’s U.S. Banks.  The candidate will also serve as the Fair Lending Officer for the firm’s U.S. Banks and will oversee and implement the Fair Lending Programs of each bank.

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Responsibilities:

  • Lead Fair Lending Program and Policy initiatives
  • Ensure proper risk identification and assessment of all consumer protection rules and regulations, with a particular focus on Fair Lending and UDAAP
  • Provide subject matter expertise in monitoring, testing and reporting on Fair Lending and UDAAP processes and controls
  • Lead creation of training materials and assist in training sessions on all consumer protection rules and regulations, with a focus on Fair Lending and UDAAP
  • Serve as a BGC liaison in Fair Lending committees and participate in discussions on fair lending compliance, including emerging issues, regulatory changes and legislative matters, recent enforcement actions and results of testing
  • Assist in the statistical fair lending analyses process
  • Update and assist in drafting existing and new policies and procedures relating to consumer protection rules and regulations
  • Coordinate, review and approve advertising, sales and marketing materials pertaining to products or services offered, promoted and/or marketed by the U.S. Banks
  • Monitor materials through the Firm’s marketing and advertising approval system and ensure business’ proper adherence to suggested changes
  • Liaise with business and support teams in other legal entities and Legal & Compliance representatives for marketing and advertising reviews

Read More About this Opportunity HERE

To apply please submit your resume to Johanna Rodriguez at Johanna@compliancesearch.com

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If you’re interested in posting jobs on our job board, please contact Rachel McCray at Rachel@ComplianceSearch.com or (212) 997-3166

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