JP Morgan

JP Morgan

Ex-top firm employee said to have sent two emails too many

JPMorgan Chase & Co. says one of its former financial advisers has gone too far. Two e-mails too far. Earlier this year, the biggest U.S. bank by assets accused financial adviser Salvatore Alesia of breaking contracts when he resigned from JPMorgan’s private banking business and ...Read More

JPMorgan fined for regulatory breaches and / or internal control failings

An SFC investigation revealed that JP Morgan had failed to implement adequate systems and controls in its institutional equities business in Hong Kong to ensure compliance with the rules and regulations applicable to the following areas: short selling activities; client facilitation and principal trading ...Read More
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